23 July 2014

Regulatory Ruins. The Aftermath of a Financial Crisis? ...

Anthony J. Perrotta, Jr., TABB Group

The balancing act between financial stability and economic growth is a delicate matter. Has regulation and intervention into the financial markets gone too far? rest of story...


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    Euronext Carves its own Path

    Euronext is independent again. In June, the move was confirmed when it listed on the main French, Dutch and Belgium markets. FT’s Peggy Hollinger asks chief executive Dominique Cerutti about his ambitious ...
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    T. Boone Pickens: Ace Greenberg Was a Great Man

    BP Capital Chairman and CEO T. Boone Pickens reflects on Alan C. “Ace” Greenberg's legacy. He speaks with Trish Regan on Bloomberg's "Street Smart." ...
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    ‘People Need to Understand How the Markets Operate’: Larry Tabb

    The little guy has a better market today than he’s ever had in the past, says TABB Group founder and CEO Larry Tabb, who joins Benzinga’s PreMarket Prep show to discuss market structure, including ...

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Regulatory Opinion & Analysis


The Dodd-Frank Regulatory Marathon – Pacing Toward Effective and Efficient Financial Reform

Larry Thompson, The Depository Trust & Clearing Corp.

While Congress may have sprinted to enact Dodd-Frank, over the past 1,460-plus days since the legislation became law, regulators have altered their pace and focused on simply crossing the finish line. Continue

Regulatory News

Regulatory Research & White Papers


Cyber-Security and Technology Risk for Hedge-Funds and Hedge-Fund Investors New York City 12 Aug 2014 http://www.nyssa.org/programs/mastercalendar/ctl/viewdetail/mid/512/itemid/2077/d/20140812.aspx Add to Calendar
SMAC: Social Media and Compliance in Financial Services New York 18 Sep 2014 FTF News Add to Calendar
81st Annual Market Structure Conference Washington D.C 01 -
04 Oct 2014
http://www.securitytraders.org/81st-annual-market-structure-conference/ Add to Calendar
STA Annual Market Structure Conference Washington, D.C. 01 -
04 Oct 2014
STA Add to Calendar
Risk USA New York City 20 -
23 Oct 2014
Incisive Media Add to Calendar