11 September 2014

7 Reasons the Tick Pilot Will Hurt Small-Cap Investors ...

Dave Cummings, Tradebot Systems

The SEC should be applauded for its data-driven approach to very complex market structure issues. But as it currently is proposed, the tick pilot is likely to do more harm than good. rest of story...



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Regulatory Opinion & Analysis


Can the Big Wall Street Banks Really Control the Market?

Courtney McGuinn, FIX Trading Community

Without transparency, anything is possible. As a result, buy-side firms are looking to go beyond the information they receive from the exchanges on where trades are executed to find out where trades were sent and not executed. Continue

Regulatory News

Regulatory Research & White Papers


"Tackling the Challenges of Trade Reconstruction," a virtual panel discussion, sponsored by Bloomberg Vault Webinar 16 Sep 2014 http://www2.smartbrief.com/servlet/encodeServlet?issueid=E0DB0DB4-A1DE-4D1A-ADEA-DE40B137BDDF&sid=6f56ecaa-ba93-45c7-86be-20131e52ea32 Add to Calendar
Making Sense of Cleared Swaps New York 18 Sep 2014 www.theifm.org Add to Calendar
SMAC: Social Media and Compliance in Financial Services New York 18 Sep 2014 FTF News Add to Calendar
Lifecycle of a Derivative Trade: Uncovering the Middle- and Back-Office Functions Chicago 24 Sep 2014 www.theifm.org Add to Calendar
Wearable Technology Conference 2014 New York City: How Wearable Computing is Revolutionizing Mobile Wireless Internet, Healthcare and Fashion New York City 25 Sep 2014 Golden Networking Add to Calendar
MLP Investing Conference 2014: How the Kinder Morgan Deal will usher in a Golden Age for MLPs Tapping into the Great American Energy Boom New York City 26 Sep 2014 Golden Networking Add to Calendar
Futures & Options/Series 3 Course New York 01 Oct -
02 Sep 2014
www.theifm.org Add to Calendar
81st Annual Market Structure Conference Washington D.C 01 -
04 Oct 2014
http://www.securitytraders.org/81st-annual-market-structure-conference/ Add to Calendar
STA Annual Market Structure Conference Washington, D.C. 01 -
04 Oct 2014
STA Add to Calendar