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19 November 2014

Overwhelmed by Regulation? You’re Not Alone

Larry Tabb, TABB Group

Financial regulators worldwide are developing rules that often conflict with rules in other jurisdictions, creating a web of overlapping and conflicting requirements that are making life especially difficult for banks, other market participants and their technology vendors. This new regulatory culture is changing the way that banks think about ... rest of story...

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Regulatory Opinion & Analysis

 
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The (Re)Emergence of a Two-Tiered Market? When Dark Pools ‘Quote’

There is something inherently unfair about dark pools quoting to only their subscribers, which creates a two-tiered market. If you believe in transparency and equal access to information, then dark pools quoting to only their subscribers is a moonwalk – an elegant set of steps that moves the mark... Continue

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