23 July 2014

Regulatory Ruins? The Aftermath of a Financial Crisis ...

Anthony J. Perrotta, Jr., TABB Group

The balancing act between financial stability and economic growth is a delicate matter. Has regulation and intervention into the financial markets gone too far? rest of story...



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Regulatory Opinion & Analysis


Dodd-Frank: Title VII and Section 619, Four Years On

George Bollenbacher, Capital Markets Advisors

Four years after Dodd-Frank was passed, two of the most critical sections of the law – Title VII and the Volcker Rule –remain sub-optimal, to say the least. The question now is, how do we make the best of it? Continue

Regulatory News

Regulatory Research & White Papers


Cyber-Security and Technology Risk for Hedge-Funds and Hedge-Fund Investors New York City 12 Aug 2014 http://www.nyssa.org/programs/mastercalendar/ctl/viewdetail/mid/512/itemid/2077/d/20140812.aspx Add to Calendar
SMAC: Social Media and Compliance in Financial Services New York 18 Sep 2014 FTF News Add to Calendar
81st Annual Market Structure Conference Washington D.C 01 -
04 Oct 2014
http://www.securitytraders.org/81st-annual-market-structure-conference/ Add to Calendar
STA Annual Market Structure Conference Washington, D.C. 01 -
04 Oct 2014
STA Add to Calendar
Risk USA New York City 20 -
23 Oct 2014
Incisive Media Add to Calendar