22 August 2014

Crime and Punishment: Is Regulatory Scrutiny in Financial ...

Phil Cotter, Thomson Reuters

Between 2008 and 2012, 10 leading banks paid a collective $243 billion in fines and provisions for extra litigation and penalties, according to the London School of Economics. But are these shock-and-awe tactics of heavyweight fines a deterrent? rest of story...



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Regulatory Opinion & Analysis


LEIs Offer Hope, But Better Data Quality Needed

Luther Zhao, Tabb Group

The introduction of Legal Entity Identifiers promises to help the industry and its regulators monitor risk in the global financial system. But unlocking the full potential of LEIs requires stronger process and data standards. Continue

Regulatory News

Regulatory Research & White Papers


Webinar: Quantifi & Deloitte SA - IFRS 13: CVA, DVA, FVA and the implications on hedge accounting New York/ Johannesburg 27 Aug 2014 Quantifi Add to Calendar
Making Sense of Cleared Swaps New York 18 Sep 2014 www.theifm.org Add to Calendar
SMAC: Social Media and Compliance in Financial Services New York 18 Sep 2014 FTF News Add to Calendar
Lifecycle of a Derivative Trade: Uncovering the Middle- and Back-Office Functions Chicago 24 Sep 2014 www.theifm.org Add to Calendar
Futures & Options/Series 3 Course New York 01 Oct -
02 Sep 2014
www.theifm.org Add to Calendar
81st Annual Market Structure Conference Washington D.C 01 -
04 Oct 2014
http://www.securitytraders.org/81st-annual-market-structure-conference/ Add to Calendar
STA Annual Market Structure Conference Washington, D.C. 01 -
04 Oct 2014
STA Add to Calendar
Futures & Options/Series 3 Course Chicago 07 -
08 Oct 2014
www.theifm.org Add to Calendar
Making Sense of Cleared Swaps Chicago 09 Oct 2014 www.theifm.org Add to Calendar