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11 September 2014

7 Reasons the Tick Pilot Will Hurt Small-Cap Investors ...

Dave Cummings, Tradebot Systems

The SEC should be applauded for its data-driven approach to very complex market structure issues. But as it currently is proposed, the tick pilot is likely to do more harm than good. rest of story...

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Regulatory Opinion & Analysis

 
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Can the Big Wall Street Banks Really Control the Market?

Courtney McGuinn, FIX Trading Community

Without transparency, anything is possible. As a result, buy-side firms are looking to go beyond the information they receive from the exchanges on where trades are executed to find out where trades were sent and not executed. Continue

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"Tackling the Challenges of Trade Reconstruction," a virtual panel discussion, sponsored by Bloomberg Vault Webinar 16 Sep 2014 http://www2.smartbrief.com/servlet/encodeServlet?issueid=E0DB0DB4-A1DE-4D1A-ADEA-DE40B137BDDF&sid=6f56ecaa-ba93-45c7-86be-20131e52ea32 Add to Calendar
Making Sense of Cleared Swaps New York 18 Sep 2014 www.theifm.org Add to Calendar
SMAC: Social Media and Compliance in Financial Services New York 18 Sep 2014 FTF News Add to Calendar
Lifecycle of a Derivative Trade: Uncovering the Middle- and Back-Office Functions Chicago 24 Sep 2014 www.theifm.org Add to Calendar
Wearable Technology Conference 2014 New York City: How Wearable Computing is Revolutionizing Mobile Wireless Internet, Healthcare and Fashion New York City 25 Sep 2014 Golden Networking Add to Calendar
MLP Investing Conference 2014: How the Kinder Morgan Deal will usher in a Golden Age for MLPs Tapping into the Great American Energy Boom New York City 26 Sep 2014 Golden Networking Add to Calendar
Futures & Options/Series 3 Course New York 01 Oct -
02 Sep 2014
www.theifm.org Add to Calendar
81st Annual Market Structure Conference Washington D.C 01 -
04 Oct 2014
http://www.securitytraders.org/81st-annual-market-structure-conference/ Add to Calendar
STA Annual Market Structure Conference Washington, D.C. 01 -
04 Oct 2014
STA Add to Calendar