27 January 2015

Tech in 2015: Get Ready for a ‘Jetsons’ World!

Mobile tech turned eight this year, but the mobile-as-a-hub trend may just be getting started. Both public companies and investors seem to agree that mobile remains the place to be in the years to come, according to a review by Nasdaq. rest of story...


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    Private Equity for the Masses

    Private equity has been one of the most interesting and active asset classes over the past few years; but most individual investors, however, have been locked out of the market. Marcus New, CEO of InvestX, explains ...
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    Simplifying Market Good for All: NYSE’s Farley

    Thomas Farley, NYSE president, dispels rumors that the NYSE is for sale and that it will close its trading floor. Speaking on CNBC, he also acknowledges that exchanges, including the NYSE, lost their way when it ...
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    IT Dollars: Tech Spend, or Tech Investment?

    Financial firms sink a lot of money into technology, but are they spending wisely, investing in infrastructure that improves the outlook for their business? To find the answer, Paul Rowady, TABB Group principal ...

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Technology Opinion & Analysis


Cybersecurity a Top SEC and FINRA Examination Priority in 2015

Eric Hess, Hess Legal Counsel

Cybersecurity will receive increased scrutiny from regulators in the year ahead. While larger firms have already implemented information security programs, many small and mid-size shops are neither sufficiently prepared for a cybersecurity breach nor the questions that the examiners will be askin... Continue

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