(Andy Nybo, Burton-Taylor International Consulting)
Three new exchanges will disrupt the status quo. Although market structure will become even more complex in the short term, innovation brought by these new exchanges will ultimately benefit U.S.
(Chris Sparrow, Spacetime.io)
To know whether your trading performance was good or bad, it is key to know your relative performance. To measure relative performance, we need to consider more than just the benchmark and the
(Nathan Lynch, Thomson Reuters,Brett Wolf, Thomson Reuters)
The U.S. Treasury’s anti-money laundering agency, the Financial Crimes Enforcement Network (FinCEN), has suffered a major security breach as
more than 2,000 suspicious activity reports (SARs)
(Tim Ward, StarCompliance)
A standard code of ethics might say a client has to hold a security for 30 days, or can’t recognize a profit for 30 days. But how is that written rule processed? That’s the part that’s not in
(Rob Baxter, SS&C Eze)
What unique insights could be gained from analyzing a firm’s trading history and behavior, and how can that knowledge be used to assist them in achieving best execution? A group of professionals at
(OTC Markets, Cass Sanford)
(Alphacution Research Conservatory, Paul Rowady)
(BondCliq, Chris White)
(Options Insider, Mark Longo)
Jim Toes, President and CEO of the Security Traders Association, recently sat down with Mark Longo of Options Insider radio to discuss the state of...
As cellphones have become ubiquitous, so too have older, used phones. In fact,...
Dan Thieke, who heads Business Resilience at DTCC, discusses with Larry Tabb,...
“Man vs machine” on Wall Street is a big topic for arguments....
ONLINE - 10:00 AM EDT | OCTOBER 06, 2020
WASHINGTON DC | OCTOBER 07, 2020
ONLINE - 12:00 EDT | OCTOBER 07, 2020
ONLINE - 1:00 PM EDT | OCTOBER 07, 2020
October 01, 2020 (Citi)
October 01, 2020 (Capitolis)
October 01, 2020 (BDO)
October 01, 2020 (Charles Schwab Corp.)
October 01, 2020 (Itiviti)
September 30, 2020 (BioCatch)
February 28, 2020 | TABB
February 19, 2020 | TABB
February 14, 2020 | TABB
February 10, 2020 | TABB
February 04, 2020 | TABB
January 30, 2020 | TABB
(Finch Capital, Radboud Vlaar, Aman Ghei)