SEC Asks, ‘What’s in a Name?’

(George Bollenbacher, TABB Group)

On March 2, the SEC released RIN 3235-AM72, a Request for Comments on Fund Names. In the regulator’s own words, “The Securities and Exchange Commission is seeking public comment on the framework

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Channel LiquidityMatrix

TABB Group’s LiquidityMatrix provides liquidity and pricing information on US Exchanges, ECNs, Dark Pools and Crossing networks. These reports have been a tremendous asset to the industry, as understanding liquidity both on- and off-exchange is becoming more challenging and complex.

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In Collateral Management, No News Is Very Good News

Here’s what vendors, custodians, outsourcing managers and central securities depositories told us from a recent survey. We interviewed 43 senior market professionals in the collateral management space at 21 firms for our new study. Our coverage included significant players in all parts of the collateral service provider ecosystem including custodians,...

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