Regulatory Archives

The Biggest Problem with an Ever-Changing Regulatory Environment and How You Can Fix It

(Brian Collings, Torstone Technology Ltd)

March 29, 2021

The winds of change blow constantly in the world of compliance. Keeping ahead of them allows banks, broker-dealers and wealth managers to deliver services in a compliant way ahead of competitors.

The Biggest Problem with an Ever-Changing Regulatory Environment and How You Can Fix It

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TABB Group’s LiquidityMatrix provides liquidity and pricing information on US Exchanges, ECNs, Dark Pools and Crossing networks. These reports have been a tremendous asset to the industry, as understanding liquidity both on- and off-exchange is becoming more challenging and complex.

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Year-End Libor Transition Crush Anticipated, Industry Officials Don’t Yet See Synthetic Rates as Solution

There will be a year-end crush to transition existing loans and swaps off the London Interbank Overnight Rate (Libor) because some banks and clients are putting off the work, consultants said. Contracts that are not amended in time are unlikely to benefit from legislative solutions permitting synthetic Libor rates. These...

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