Impacts And Trends In Risk And Regulatory Reporting – COVID-19 And Beyond
(Edward Probst, AxiomSL,Harry Chopra, AxiomSL)October 20, 2020
AxiomSL’s annual survey gathers perspectives on topics of interest both to clients and the industry at large. The June 2020 survey probed on three aspects of risk and regulatory reporting:
TABB Group’s LiquidityMatrix provides liquidity and pricing information on US Exchanges, ECNs, Dark Pools and Crossing networks. These reports have been a tremendous asset to the industry, as understanding liquidity both on- and off-exchange is becoming more challenging and complex.
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CAT Compliance Ramps Up on Sell Side with Interfirm Linkages
No one could have predicted that Wall Street’s top compliance project would go into production during a pandemic. The securities industry is submitting data to the Consolidated Audit Trail, a long-delayed database for tracking the lifecycle of orders and transactions for U.S. listed and over-the counter equites and options in one...
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- 1London Stock Exchange vs EU: Refinitiv Battle Reveals Unease Over Power of Modern Stock Markets
- 2The New Data Marketplaces are Modernizing the Market Data Shopping Experience
- 3Seven Questions About the Credit Risk Component for SOFR
- 4Dealing With the Credit Risk Component for SOFR
Press Releases
- Cloud-based Hedge Funds Report Gains in Efficiency and Data Security but Struggle with Data Unification
October 25, 2020 (Enfusion)
- SteelEye Enhances RegTech Suite with Refinitiv Multi-Asset Market Data
October 22, 2020 (SteelEye)
- Mercury Derivatives Trading Selects Eventus Systems for Trade Surveillance
October 20, 2020 (Eventus Systems )
- LiquidMetrix 2.0 to Deliver Advanced Best Execution Analysis for Trading Performance And Regulatory Reporting
October 20, 2020 (ISS LiquidMetrix)
- Thoma Bravo to Acquire AxiomSL
October 19, 2020 (Thoma Bravo)
- Archax Successfully Closes Overfunded Seed Raise in Preparation for Exchange Launch
October 15, 2020 (Archax)
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