Impacts And Trends In Risk And Regulatory Reporting – COVID-19 And Beyond

(Edward Probst, AxiomSL,Harry Chopra, AxiomSL)

AxiomSL’s annual survey gathers perspectives on topics of interest both to clients and the industry at large. The June 2020 survey probed on three aspects of risk and regulatory reporting:

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Regulatory Opinion & Analysis

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LiquidityMatrix

Channel LiquidityMatrix

TABB Group’s LiquidityMatrix provides liquidity and pricing information on US Exchanges, ECNs, Dark Pools and Crossing networks. These reports have been a tremendous asset to the industry, as understanding liquidity both on- and off-exchange is becoming more challenging and complex.

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CAT Compliance Ramps Up on Sell Side with Interfirm Linkages

CAT Compliance Ramps Up on Sell Side with Interfirm Linkages

No one could have predicted that Wall Street’s top compliance project would go into production during a pandemic.  The securities industry is submitting data to the Consolidated Audit Trail, a long-delayed database for tracking the lifecycle of orders and transactions for U.S. listed and over-the counter equites and options in one...

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Videos

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Breaking Down FX’s Explosive Growth
Breaking Down FX’s Explosive Growth

After a brief dip from 2013-2016, global foreign exchange tr...

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