New Survey Shows Transaction Reporting Continues to Challenge
(Trudy Namer, Cappitech)November 11, 2020
Cappitech’s third annual global regulatory reporting survey finds that the majority of firms (65%) have had to change their reporting in the last 12 months, mostly due to inefficiencies and errors.


Regulatory News
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SETL Completes World’s First CBDC Fund Transaction on Live Market Infrastructure
('SETL')
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Biden’s Wall Street Watchdogs Signal New Era of Tough Oversight
('Bloomberg)($')
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An Old Foe of Banks Could Be Wall Street’s New Top Cop
('WSJ)($')

Regulatory Opinion & Analysis
- Is 2021 the End of LIBOR? Spoiler – It’s Not
(IHS Markit, Julien Rey,IHS Markit, Alex Kenny)
- What Crypto Can Expect From Gary Gensler at the SEC
(Bandman Advisors, Jeff Bandman)
- A New COO/CCO Playbook for Financial Regulation in 2021
(IHS Markit, Darren Thomas,IHS Markit, Gerard Bermingham)
- New Year, New UK Crypto Rules – What Do They Say?
(Simmons & Simmons, George Morris)
- Security Traders Assocation: To Our Colleagues in Washington D.C.
(The Security Traders Association, Jim Toes)
- What to Expect from 2021
(Nasdaq, Phil Mackintosh)
- FINRA’s TRACE Reporting Proposal Could Have Big Impact on Fixed Income Trading Systems
(Financial Information Forum, Howard Meyerson)
- A Baker’s Dozen: 2021 Predicted Compliance Trends
(Cappitech, Trudy Namer)

LiquidityMatrix

TABB Group’s LiquidityMatrix provides liquidity and pricing information on US Exchanges, ECNs, Dark Pools and Crossing networks. These reports have been a tremendous asset to the industry, as understanding liquidity both on- and off-exchange is becoming more challenging and complex.
Latest Report


The Changing Views of Social Media and its Impact on Trading
Social media, particularly in the current time when political chatter is so prevalent, has become somewhat of a flash point for news. Social media commentary has seeped into the mainstream so seamlessly that traditional news sources (hmmm, does such a thing exist any longer?) regularly cite items from social media...
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Videos
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Events
ONLINE - 10:00 AM EST | JANUARY 21, 2021
TABBFORUM
ONLINE - 10:00 AM EST | JANUARY 27, 2021
TABBFORUM
ONLINE - 11:00 AM EST | JANUARY 27, 2021
TABBFORUM
ONLINE - 8:00 AM EST | JANUARY 28, 2021
TABBFORUM

Regulatory Research & White Papers
- Procyclicality of CCP Margin Models
(Staff Report)
- Financial Regulation: A Playbook for COOs and CCOs
(Gerard Bermingham)
- Annual Survey of Private Wealth Managers 2020
(Acuity Knowledge Partners)
- Sustainability consulting: Imperative tool for business transformation
(Acuity Knowledge Partners)
- 7 Data Sins Series: E-Book
(Staff Report)
- North American asset management: A year of shocks but few surprises
(Pooneh Baghai, Kevin Cho, Onur Erzan, and Ju-Hon Kwek )

Press Releases
- ACA Launches Global ESG Advisory Practice to Support Clients
January 19, 2021 (ACA Compliance Group)
- LayerOne Financial Named Two-Time 2020 “Best Risk Management Technology” By HFM Global
January 16, 2021 (LayerOne Financial)
- FinCEN Extends Comment Period for Rule Aimed at Closing Anti-Money Laundering Regulatory Gaps for Certain Convertible Virtual Currency and Digital Asset Transactions
January 14, 2021 (Financial Crimes Enforcement Network (FinCEN))
- ECB Digital Euro Consultation Ends with Record Level of Public Feedback
January 14, 2021 (European Central Bank )
- Fenergo to Transform Investor Lifecycle Management for Top Five Global Investment Management Firm
January 14, 2021 (Fenergo)
- Mergers: Commission Clears Acquisition of Refinitiv by London Stock Exchange Group, Subject to Conditions
January 13, 2021 (European Commission)

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