Spotlight Series: MiFID II/MiFIR – Compliance Is Not Optional

It’s been called the biggest change to financial markets in a generation. MiFID II/MiFIR has the potential to globally influence business when it takes effect on Jan. 3, 2018. This TabbFORUM Spotlight Series, sponsored by TABB Advisory Services, will highlight the potential impact of the regulation on capital markets firms. Touching nearly every asset class, MiFID II/MiFIR will transform the entire trading landscape. North American firms must be ready for MiFID II/MiFIR from both a compliance and a competitive positioning perspective. From best execution and research unbundling to dark pool caps, the regulation will drive changes in market structure, business models and how securities are traded.

Brexit Blockade: The UK Stocks Facing an Uncertain Future for EU Investors

Tim Tim, Former TABB Group Analyst

In the overall picture of the UK’s withdrawal from the EU, any implications for cross-border equity trading in the region may seem a minor point. But for stock exchanges, brokers...

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