Videos

Recent Videos

  • Commission Unbundling – What Does It Mean for the Industry?
    Commission Unbundling – What Does It Mean for... 
    October 24, 2014 : In the push for transparency, regulators are proposing much...
  • Market Manipulation: Examining the Full Depth of Book
    Market Manipulation: Examining the Full Depth of... 
    October 17, 2014 : With regulatory enforcement on the upswing and market confidence...
  • Client Onboarding 2.0: Resetting the Bar
    Client Onboarding 2.0: Resetting the Bar 
    September 23, 2014 : Intensifying regulatory scrutiny is increasing pressure on banks...
  • Why Is It So Hard for Uncle Sam to Collect Fines From Wall Street Swindlers?
    Why Is It So Hard for Uncle Sam to Collect Fines... 
    September 19, 2014 : Government watchdogs have been very successful in going after market...