Spotlight Series: Rebuilding Risk and Compliance for the Age of Oversight

Avoiding the many pitfalls that dot the new capital markets landscape requires a holistic view of a firm’s risks, from compliance mandates to capital requirements. Intensifying transparency demands and increasingly complex market structure are forcing firms to break down traditional silos between risk, finance and treasury professionals and re-architect their operating models in order to gain a true picture of their front-to-back risk and compliance controls. This TabbFORUM Spotlight Series, sponsored by Cognizant, examines the strategies, processes and technology that firms are employing to sharpen data governance and reporting, improve capital utilization, ensure compliance and build a next-generation risk culture for the Age of Oversight.

Unbundling: Picking the Right Option


In January 2018 the next tranche of European financial regulations, MiFID II, will come into force. Of all the new rules that the legislation contains, perhaps the most impactful will...

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