Redefining Enterprise-Wide Compliance Sponsored by Bloomberg

To meet today’s compliance demands, capital markets firms must achieve complete internal transparency, demonstrate stringent governance, and guarantee absolute data security, all in a 24/7, mobile environment. This TabbFORUM Spotlight Series, sponsored by Bloomberg, delves into the open strategies, architectures, and processes that leading, agile organizations are using to adapt to the new standards of compliance.

Can Reg NMS Be Fixed?

Larry Larry, TABB Group

Different investors and firms look at the market differently, and how to fix the market depends upon their perspective -- what do they deem broken and in need of repair?...

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Opinion & Analysis

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